2022 Retirement Review

Advisor Name:*

Which advisor is submitting this form?

Advisor Email Address:

Enter Email Confirm Email

Consent*

I have obtained consent from the client to submit this information to Find Wealth, the Find Group of companies, and the Licensee of Find Wealth.

Why are we having this review?

Financial Services Guide Discussed*

Yes
No

Why are you seeking Retirement advice at this time?*

What are some key things you would like from us when managing your super and/or pension accounts?

Select All
Would like an advisor to help me manage my investments
Would like an advisor that is actively doing something each year
Save on super/pension fund fees
Wanting to deal with a better pension fund provider
Would like access to different investments like shares, ETFs, and Term Deposits.

After we have been managing your investments for many years, what would you hope has happened?

For example: 1. Lower fees are being paid 2. Better returns (even though this cannot be guaranteed and past performance should not be relied upon). 3. Just having someone providing me with reports and being there to discuss my situation with.

Personal Information

Name*

First Last

Email*

Enter Email Confirm Email

State you live in*

Gender*

What is the Client's Date of Birth?*

Income & Expenses

Happy to disclose income and expenses?

Yes
No
Only certain information below

What is your current annual income?

What is your income comprised of?

Select All
Allocation Pension
Annuity
Dividends (outside of pension)
Other income (outside of pension)
Rental income
Other income

Tax Estimate

Go to https://www.ato.gov.au/Calculators-and-tools/Host/?anchor=STC&anchor=STC#STC/questions and use ATO Simply tax calculator to calculate tax payable

What income would your family need to cover family living expenses each year?

Estimated Surplus Funds

Do you expect your income and/or expenditure to change in the next 12 months?

ASIC now requires us to verify your income prior to providing certain types of advice. As such, we will be requesting during 2022 for you to a) complete an income & expense excel, and b) provide pension and/or annuity statements.

Do we have a copy of your pension/annuity statements?

Yes - you are our current advisor
Yes - I have provided before
No - will email through
No - please request via email

Have you recently completed the Income and Expense form?

Yes - no need to do again
Yes - but would like to update it
No - please request via email
No - do not wish to supply

Is there any changes to your expenses?

Current Insurances

Do you currently have any Personal Insurances?*

Yes
No

Which types of personal insurances do you currently have in place?

Life
Total and Permanent Disability (TPD)
Trauma
Income Protection (IP)
Business Expense Cover

Are any of the above insurances held directly in super?

For instance, insurances held in industry funds are held 'directly'.

Yes - held directly
No - held in super but paid from rollover
No - no insurances held in super
N/A

Which Insurance is held directly in Super?

Eg. Life, TPD, or IP

Do you require a review of your personal insurances?

Yes
No
No - Already had one
Currently in Progress

Summary of Insurances, when last reviewed & outcomes:

Superannuation & Pension Details

Who is your Current Super with?

What is your current super balance?

Who is your Current Pension with?

What is your current pension balance?

Who is your Current Annuity with?

What is your current annuity balance?

What are your current underlying investments made up of?

Have you made any personal contributions this FY or the past FY for which you are yet to submit an Intent to Claim?

No - I have made no personal contributions. No Intent to Claim form needs to be submitted
Yes - I have made personal contributions for Last FY and need to submit an Intent to Claim.
Yes - I have made personal contributions and need to submit an Intent to Claim for this FY.
Yes - made personal contributions and need to submit an Intent to Claim for Last FY and this FY.

Risk Profile

What is your current risk profile?

When was the last time you had your risk profile and/or underlying investments reviewed?

We will now complete your current risk profile to see if your investment preferences or tolerances to risk have changed.

Has Risk Profile been completed recently?

Yes
No - client wished to do now after this form is complete
No - client wishes to do later on
No - client does not wish to do at this point in time
No - wish to keep as is

What is your new or current Risk Profile?

Wills and Binding Nominations

Do you have a Will in place?

Yes
No

When did you last review your Will?

Are all your binding nominations in place for super and insurances?

Yes
No
Not sure

Retirement Details

When did you retire or what is planned retirement date?

What amount of after tax income do you want in retirement?

Notes/Comments

SCOPE OF WORK

FULL REVIEW: Do you require a comprehensive analysis of your financial planning needs at this point in time?

Yes
No

SPECIFIC REVIEW ONLY: You would like us to investigate/review your need(s) in the following areas only:

Pension/Superannuation e.g. Rollover or Consolidation
Superannuation: Underlying Investments only
Pension: Underlying Investments only
Personal Insurances
Investments (non-super)
Retirement Planning
Estate Planning
Cash flow management
Aged Care

Only tick those areas for which you have nominated a review and where a full review has not been selected.

Areas you DO NOT want advice in:

Pension/Superannuation e.g Rollover or Consolidation
Superannuation: Underlying Investments Only
Pension: Underlying Investments Only
Personal Insurances
Investments (non-super)
Retirement Planning
Estate Planning
Cash flow management
Aged Care

Has your situation significantly changed since you had your last review or in the past 12 months?

Yes
No

If yes, what has significantly changed?

If yes, do you wish us to provide you advice in this area? If not, why not?

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